Ever-increasing RegData reporting requirements for financial advisers

REGULATION

20 DEC, 2023

"We are now dealing with a ‘data-led' regulator. However, a data-led approach is only possible if the regulator has the necessary data to analyse and support its actions."

In today's Professional Adviser, our Head of Policy, Alexander McGregor, and Compliance Policy Manager, Kris Armstrong FPFS, explore the current - and future - regulatory reporting requirements for advisers.

 

Read the article in full here www.professionaladviser.com/opinion/4154765/increasing-regdata-reporting-requirements-financial-advisers