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22 NOV, 2024
In today's Professional Adviser, our Director of Regulatory Consultancy and Advice Quality, Jen Peaty, shares her regulatory insight and gives some practical tips of how advice firms should get ongoing reviews ship shape. Read the article in full, here
https://www.professionaladviser.com/opinion/4376604/practical-guide-getting-ongoing-reviews-order
As well as offering some valuable guidance, Jen's article is also a timely reminder as we are expecting an update from the FCA before the end of the year on the work it has been doing assessing the delivery of ongoing advice.
If you're a Simplybiz member, you can find out more about our advice quality services here https://members.simplybiz.co.uk/compliance/specialist/file-review-service/