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Got it!Staying up to date with the latest regulatory requirements is essential to remaining compliant. But now more than ever, firms must evidence their processes, procedures and supervision of staff.
Our Specialist Centre of Excellence can give you an extra layer of support when you need it, thanks to services delivered by our experienced teams with in-depth knowledge of what the regulator is looking for.
Delivering a broad range of services, including training, competency and certification scheme management, fit and proper checks, and credit checks.
Supporting you with detailed reviews of your standard investments, pensions, mortgages and protection advice. As well as reviews of more complex cases, like defined benefit and occupational pension file transfers. Plus reporting.
Bespoke help and guidance for your business-specific needs, including complex financial promotions, website reviews and complaint support.
Lines are open between 9am-5pm, Monday to Friday.